Description
This guidance provides recommendations to sponsors developing human gene therapy (GT) products for retinal disorders affecting adult and pediatric patients. These disorders vary in etiology, prevalence, diagnosis, and management, and include genetic as well as age-related diseases. These disorders manifest with central or peripheral visual impairment and often with progressive visual loss. This guidance focuses on issues specific to GT products for retinal disorders and provides recommendations related to product development, preclinical testing, and clinical trial design for such GT products. This guidance finalizes the draft guidance of the same title dated July 2018.
Key Topics
Terms and concepts identified from this document
Scope & Applicability
Product Classes
2Includes genetically modified cells
A type of ATMP involving recombinant nucleic acids or viral vectors.
Stakeholders
3Entity responsible for submitting applications under section 524B
Office of Tissues and Advanced Therapies in CBER
Known to have a lower risk of GVHD than adults; population with response profiles differing from adults; Pediatric patients may have response profiles that differ from adults; Population: ≥12 years old or ≥ 2 years old
Regulatory Context
Regulatory Activities
7Meetings with FDA to discuss alternative testing approaches
Type of application (BLA) whose applicants are subject to this guidance.; BLA for biological products containing synthetic fragments
eligible for one or more of FDA's expedited programs
Expedited program for development and review
Expedited program for drugs showing substantial improvement
IND phase of drug development
Initial Targeted Engagement for Regulatory Advice on CBER products
Attributes
4Data providing information about patients' experiences with a disease
The endotoxin limit for intraocular delivery should follow specifications
Assessment for both mother and child
Microbiological outcome reasonably likely to predict clinical benefit
Technical Details
Substances
4Examples of gene therapy products include nucleic acids like plasmids
Expressed protein from the gene therapy vector
Example of a drug with age-specific safety concerns regarding growth velocity.
Recombinant adeno-associated vector carrying the gene for human retinal pigment epithelium-specific 65 kDa protein
Testing Methods
6Conducted in animal models to identify potential toxicities
Preclinical in vitro and in vivo POC studies recommended to establish feasibility
Alternative approach to animal testing
Method to document choroidal neovascularization in trial patients.
Used to measure best corrected distance visual acuity
Used to determine rate of photoreceptor loss
Processes
1Information relating to production that may qualify as a trade secret.
Clinical Concepts
2Disorders affecting adult and pediatric patients including genetic and age-related diseases; Target disease category for the gene therapy guidance
Safety monitoring via intraocular pressure
Standards & References
External Standards
2Endotoxin limit for intraocular delivery should follow USP <771>
GT vector-based final products should be tested for particulate matter following USP <789>
Specifications
2A potency assay to assess the biological activity of the final product
Subjective efficacy and safety endpoint
ICH References (1)
Comparability of Biotechnological/Biological Products Subject to Changes in Their Manufacturing Process
Related CFR Sections (2)
- 21CFR211.165§ 211.165 Testing and release for distribution.
(a) For each batch of drug product, there shall be appropriate laboratory determination of satisfactory conformance to final specifications for the drug product, including the identity and strength of each active ingredient, prior to release. Where sterility and/or pyrogen testing are conducted on sRead full regulation →
- 21CFR50.52§ 50.52 Clinical investigations involving greater than minimal risk but presenting the prospect of direct benefit to individual subjects.
Any clinical investigation within the scope described in §§ 50.1 and 56.101 of this chapter in which more than minimal risk to children is presented by an intervention or procedure that holds out the prospect of direct benefit for the individual subject, or by a monitoring procedure that is likely tRead full regulation →
Enforcement Impact
Deficiencies cited in Warning Letters referencing the same regulations
Recent Cases
- 2025-03-25
Clinical Investigator
Americo F. Padilla, M.D.
- 2025-02-18
CGMP/Finished Pharmaceutical/Adulterated
ABR Laboratory LLC
- 2024-10-08
CGMP/Finished Pharmaceuticals/Adulterated
MMC Healthcare Ltd.
- 2023-08-15
CGMP/Finished Pharmaceuticals/Adulterated
Denison Pharmaceuticals, LLC
- 2022-08-30
CGMP/Finished Pharmaceuticals/Adulterated
Green Wave Analytical, LLC
Related Warning Letters (10)
- 2025-03-25
Clinical Investigator
Americo F. Padilla, M.D.
- 2025-02-18
CGMP/Finished Pharmaceutical/Adulterated
ABR Laboratory LLC
- 2024-10-08
CGMP/Finished Pharmaceuticals/Adulterated
MMC Healthcare Ltd.
- 2023-08-15
CGMP/Finished Pharmaceuticals/Adulterated
Denison Pharmaceuticals, LLC
- 2022-08-30
CGMP/Finished Pharmaceuticals/Adulterated
Green Wave Analytical, LLC
- 2022-06-14
Compounding Pharmacy/Adulterated Drug Products
Hybrid Pharma, LLC
- 2022-05-03
CGMP/Finished Pharmaceuticals/Adulterated
The W.S. Badger Company, Inc.
- 2022-03-15
CGMP/Finished Pharmaceuticals/Adulterated
Accu Bio-Chem Laboratories
- 2022-01-25
CGMP/Finished Pharmaceuticals/Adulterated
Health Plus Inc.
- 2020-05-26
CGMP/Finished Pharmaceuticals/Adulterated
Samchundang Pharm Co., Ltd.
See Also (8)
- Sterile Drug Products Produced by Aseptic Processing — Current Good Manufacturing Practice: Guidance for Industry (Status: Final)
- Content and Review of Chemistry, Manufacturing, and Control (CMC) Information for Human Somatic Cell Therapy Investigational New Drug Applications (INDs): Guidance for FDA Reviewers and Sponsors (Status: Final)
- Residual Solvents in Drug Products Marketed in the United States: Guidance for Industry (Status: Final)
- Potency Tests for Cellular and Gene Therapy Products: Final Guidance for Industry: (Status: Final)
- Analytical Procedures and Methods Validation for Drugs and Biologics (Status: Final)
- Recommendations for Microbial Vectors Used for Gene Therapy: Guidance for Industry (Status: Final)
- Elemental Impurities in Drug Products Guidance for Industry (Status: Final)
- Human Gene Therapy for Hemophilia: Guidance for Industry (Status: Final)