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Small Entity Compliance Guide: Foreign Supplier Verification Programs for Importers of Food for Humans and Animals

FinalHuman Foods Program01/25/2018

Description

The FDA Food Safety Modernization Act of 2011 (FSMA) directs the Food and Drug Administration (FDA) as the food regulatory agency of the U.S. Department of Health and Human Services to better protect public health by, among other things, adopting a modern, preventive, and risk-based approach to food safety regulation. On November 27, 2015, FDA published the final ruleForeign Supplier Verification Programs for Importers of Food for Humans and Animals(FSVP regulation) (80 FR 74225).

Scope & Applicability

Product Classes

9
Human Food

Food intended for human consumption subject to Part 117; Food manufactured, processed, packed, or held

Ready-to-eat food

Food that is in a form that is edible without additional preparation to achieve food safety

Raw agricultural commodities

RACs; Fruits and vegetables subject to section 419 standards; Referred to as RACs in the context of packing and holding.

Dietary supplement

A dietary supplement is deemed to be food under section 201(ff)

Shell Eggs

Subject to specific exemptions based on hen count or treatment

Animal Food

Food intended for animal consumption subject to Part 507; Food for animal consumption manufactured, processed, packed, or held; Subject of the preventive controls regulation; Product manufactured by contract feed mills

Dietary Supplements

Category of products covered in the table of contents; Covered by allergen labeling requirements; Guidance on declaring major food allergens for dietary supplements.

Shell Egg

Specific written assurance requirements for producers

Low-acid canned foods

environment supporting C. botulinum growth if inadequately processed; This chapter does not address heat treatments that lead to commercial sterility of low-acid canned foods.; commonly called LACF, subject to 21 CFR part 113; Thermally processed foods in hermetically sealed containers

Stakeholders

6
importer

Person responsible for establishing FSVP; Person in the United States who owns or has purchased the food at time of entry; entity responsible for FSVP compliance; Entity responsible for FSVP compliance; Entity responsible for conducting hazard analysis; Subject of FSVP requirements for food for humans and animals.; The entity responsible for FSVP compliance and supplier approval.; entity responsible for foreign supplier verification; entity responsible for developing FSVP; entity responsible for

Qualified auditor

A person with technical expertise to perform auditing functions.; Person performing onsite audits of suppliers; person who has technical expertise to perform the auditing function; Individual conducting onsite audits

very small importer

importer meeting specific financial thresholds for modified requirements; Importer meeting specific sales thresholds; importer subject to modified FSVP requirements

small foreign supplier

Suppliers for whom modified procedures may apply; Includes qualified facilities, certain farms, and shell egg producers

qualified individual

Person identified to perform FSVP activities on the importer's behalf; person performing FSVP activities; person with education, training, or experience to perform FSVP activities; Person with education, training, or experience to perform FSVP activities; Person required to conduct or oversee hazard analysis; Person with education, training, or experience to perform FSVP activities.; person required to conduct and document verification activities; person with expertise to review and assess verif

Foreign supplier

Establishment that manufactures/processes food exported to the US; Establishment that manufactures/processes food exported to the United States

Regulatory Context

Attributes

3
Compliance History

Requirements for evaluation of foreign suppliers

Good compliance standing

Status of a foreign supplier with a food safety authority

Qualified Exemption

Status for certain farms under produce safety regulation

Identified Hazards

Hazards

2
Microbiological hazards

Quantitative and predictive food microbiology; Topic of resources provided by FDA and USDA/ARS

Biological, chemical, or physical agent

Definition of a hazard likely to cause illness or injury

Related CFR Sections (15)

Related Warning Letters (10)

  • CGMP/Animal Food/Adulterated

    King Farm

    2025-12-23
  • Seafood HACCP/CGMP for Foods/Adulterated/Insanitary Conditions

    Harbor Marine Product Inc.

    2025-12-16
  • PHS Act/Shell Egg Regulation/Adulterated

    North Creek Farm

    2025-12-16
  • PHS Act/Shell Egg Regulation/Adulterated

    Robert G. Miller dba Granja Asomante

    2025-11-25
  • Foreign Supplier Verification Program (FSVP)

    Ocho Rios Atlanta Inc.

    2025-11-18
  • CGMP/Food/Prepared, Packed or Held Under Insanitary Conditions/Adulterated/L. monocytogenes

    Compass Group USA

    2025-11-11
  • Foreign Supplier Verification Program (FSVP)

    East Bay Wholesale Corporation

    2025-11-04
  • Foreign Supplier Verification Program (FSVP)

    V & L Produce, Inc.

    2025-10-28
  • Foreign Supplier Verification Program (FSVP)

    Adja Khady Food Distribution Inc

    2025-10-07
  • Foreign Supplier Verification Program (FSVP)

    Life Wholesale

    2025-10-07

See Also (8)