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Draft Guidance for Industry: Describing a Hazard That Needs Control in Documents Accompanying the Food, as Required by Four Rules Implementing FSMA

DraftCenter for Veterinary Medicine Human Foods Program Office of the Commissioner10/30/2016

Description

This guidance concerns four of the seven foundational rules that we have established in Title 21 of the Code of Federal Regulations (21 CFR) as part of our implementation of the FDA Food Safety Modernization Act (FSMA; Pub. L. 111–353).

Scope & Applicability

Product Classes

1
Covered produce

Fruits and vegetables subject to produce safety regulation; Fruits or vegetables subject to produce safety regulation.; produce subject to the produce safety regulation

Stakeholders

4
Foreign supplier

Establishment that manufactures/processes food exported to the US; Establishment that manufactures/processes food exported to the United States

Customer

entity that receives a product, raw material, or ingredient from a receiving facility

Importer

Must comply with registration if meeting facility/responsible person definitions

Manufacturer

Entity responsible for submitting NDINs

Identified Hazards

Hazards

5
Mycotoxins

Presence in food products leading to detention; Management in spices; Contaminants found in spices and herbs; Physical and chemical separation of mycotoxins from agricultural products; Ingredient-related chemical hazards; toxic metabolites produced by certain fungi; Chemical hazard requiring process controls like storage and sorting.; Hazard produced by mold during storage; Toxic metabolites produced by certain fungi; chemical hazard narrowly applying to a subset of foods; Potential food-related

Listeria monocytogenes

biological hazard in frozen ice cream novelty; Biological hazard in cheese

Aflatoxin

reasonably foreseeable hazard in corn gluten meal

Microorganisms of public health significance

Pathogens that commercial processing must adequately reduce

Food Allergen

Chemical hazard addressed in Chapter 11; Egg, milk, soy, wheat, tree nut (almond), peanut, fish, shellfish, sesame

Related CFR Sections (4)

Related Warning Letters (10)

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    King Farm

    2025-12-23
  • CGMP/Food/Prepared, Packed or Held Under Insanitary Conditions/Adulterated/L. monocytogenes

    Compass Group USA

    2025-11-11
  • Foreign Supplier Verification Program (FSVP)

    V & L Produce, Inc.

    2025-10-28
  • CGMP/Food/Prepared, Packed or Held Under Insanitary Conditions/Adulterated

    Gracie's Kitchens, Inc.

    2025-09-30
  • CGMP/Food/Prepared, Packed or Held Under Insanitary Conditions/Adulterated

    Hans Bakery Inc. d/b/a Andersen’s Bakery

    2025-09-30
  • CGMP/Food/Prepared, Packed or Held Under Insanitary Conditions/Adulterated

    Tan Nam Corporation

    2025-09-30
  • Foreign Supplier Verification Program (FSVP)

    Jalisco Fresh Produce, Inc.

    2025-09-09
  • Foreign Supplier Verification Program (FSVP)

    Eurobread Inc. dba First Harvest

    2025-08-26
  • Seafood HACCP/CGMP for Foods/Adulterated

    Chaohu Daxin Foodstuffs Co., Ltd.

    2025-08-19
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    A.D. Berries @ More LLC

    2025-07-15

See Also (8)