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Use of Investigational Tobacco Products: Draft Guidance for Industry and Investigators

DraftCenter for Tobacco Products02/20/2019

Description

Section 910(g) of the Federal Food, Drug, and Cosmetic Act (FD&C Act) (21 U.S.C. 16 387j(g)) gives FDA the authority to issue regulations to exempt tobacco products intended for investigational use from the requirements of chapter IX of the FD&C Act, including premarket submission requirements. To date, FDA has not issued such regulations; consequently, investigational tobacco products are not exempt from FD&C Act requirements, including premarket submission requirements. This draft guidance supersedes the draft guidance of the same title dated September 2015 and, when final, will describe FDA’s current thinking regarding the definition of investigational tobacco product and discuss the kind of information FDA intends to consider in making enforcement decisions regarding the use of investigational tobacco products until regulations are issued and become effective or FDA provides written notice of its intent to change its enforcement policy.

Scope & Applicability

Product Classes

4
Investigational Tobacco Product

Tobacco products intended for investigational use; A tobacco product intended for investigational use that is a new tobacco product or does not conform to standards; The primary product category governed by this guidance; Tobacco products intended for study or research use.

Electronic Nicotine Delivery System

Deemed tobacco products subject to premarket authorization; ENDS products are subject to enforcement priorities regarding premarket authorization.; ENDS products on the market without premarket authorization; Referred to as ENDS throughout the guidance regarding enforcement priorities.

New Tobacco Product

Tobacco product not commercially marketed as of February 15, 2007

Modified Risk Tobacco Product

Relating to the withdrawal of an order for introduction into interstate commerce

Stakeholders

5
Investigator

Responsible for qualifications, training, and trial conduct; Individual responsible for trial conduct and data governance at a site.; May delegate tasks but retains overall responsibility; Person responsible for the conduct of the clinical trial at a trial site; Responsible for trial conduct and participant safety; Responsible for trial conduct, data integrity, and investigational product management.; Individual responsible for trial conduct at a site and informing the institution.; maintaining

Clinical Investigator

Veterinarian responsible for selecting anesthetic regimens and conducting field studies

Manufacturer

Entity responsible for submitting NDINs

Sponsor

Entity responsible for submitting applications under section 524B

Contract Research Organization

Entity to which obligations may be transferred

Regulatory Context

Attributes

2
Marketing Authorization

Required for tobacco products to be legally marketed

Stability

A functional role of sodium in food

Identified Hazards

Hazards

1
Harmful and Potentially Harmful Constituents

HPHCs in tobacco products and smoke/emissions.

Related CFR Sections (2)

Related Warning Letters (10)

  • Clinical Investigator

    Shirish M. Gadgeel, M.D.

    2025-09-09
  • Good Laboratory Practice (GLP) for Nonclinical Laboratory Studies

    CCIC Huatongwei International Inspection Co., Ltd.

    2025-08-26
  • Good Laboratory Practice (GLP) for Nonclinical Laboratory Studies

    Jiangsu Kerbio Medical Technology Group Co.

    2025-08-26
  • Clinical Investigator

    Mark J. Savant, M.D

    2025-07-15
  • Bioresearch Monitoring Program/Institutional Review Board (IRB)

    United Health Products, Inc.

    2025-05-20
  • Clinical Investigator

    Americo F. Padilla, M.D.

    2025-03-25
  • Institutional Review Board (IRB)

    Armstrong County Memorial Hospital

    2024-11-05
  • Clinical Investigator

    Namita A. Goyal, M.D.

    2024-10-22
  • Institutional Review Board (IRB)

    Louisiana State University Health Science Center IRB

    2024-10-08
  • Investigational Device Exemptions (IDE)/Premarket Approval Application (PMA)

    Mid-Link Testing Company, Ltd

    2024-09-11

See Also (8)