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Draft Guidance for Industry: Hazard Analysis and Risk-Based Preventive Controls for Human Food

DraftHuman Foods Program01/30/2024

Description

In 21 Code of Federal Regulations (CFR) part 117 (part 117), we have established our regulation entitled “Current Good Manufacturing Practice, Hazard Analysis, and Risk Based Preventive Controls for Human Food.” We published the final rule establishing part 117 in the Federal Register of September 17, 2015 (80 FR 55908). Part 117 establishes requirements for current good manufacturing practice for human food (CGMPs), for hazard analysis and risk-based preventive controls for human food (PCHF), and related requirements.

Scope & Applicability

Product Classes

10
Human Food

Food intended for human consumption subject to Part 117; Food manufactured, processed, packed, or held

Egg products

Growth and survival of pathogens in egg products

Dairy products

Toxin production by Bacillus cereus in dairy products

Sous vide foods

Conclusions of an ECFF botulinum working party.

Smoked salmon

Distribution and behavior of Listeria monocytogenes in vacuum-packed lots.

Vacuum packaged pasteurized fish fillets

Heat resistance of Listeria monocytogenes.

Herbs

Fresh and Dried herbs

Spices

Dried, Ground, Cracked, or Whole spices

Infused oils

Potential chemical hazards in ambient storage

Highly refined cooking oils

Chemical hazards in refined oils during food production

Stakeholders

10
Owner, operator, or agent in charge

Persons to whom the PCHF requirements apply; Responsible for determining hazards requiring preventive controls; Person responsible for determining hazards requiring preventive control

SMEs

Subject Matter Experts who recommended hazards for identification; Subject Matter Experts who recommended hazards be identified; Subject Matter Experts who identified potential hazards; Subject Matter Experts identifying potential biological hazards

Direct consignees

Recipients of food being recalled

Commercial processor

Entity engaged in processing acidified foods

Competent processing authority

Person who establishes the scheduled process

Qualified facility

exempt from certain preventive controls requirements, e.g., very small business

Audit agent

individual performing audits for a certification body

Distributor

Entity responsible for submitting NDINs

Broker

Entity in the supply chain between the receiving facility and the supplier

Third-party qualified auditor

Conducts audits of the supplier in accordance with subpart G; Individual conducting audits in accordance with regulations

Regulatory Context

Attributes

10
Defect action level

Level of unavoidable defect at which FDA may regard food as adulterated.

Temperature

critical process parameter for inactivation kinetics

Lethal rate

Relative lethality of 1 minute at a designated temperature

z-value

Increase in temperature that results in a 90 percent reduction in the D-value

D-value

Time required to destroy 90 percent of the vegetative cells or spores at a given temperature

High-moisture food

Condition under which certain biological hazards apply to spices

Acidified

acidified vegetable products

Shelf-stable

LACF products

Low water activity

Characteristic of extra hard cheese

Frozen

Storage condition for ice cream and frozen novelty items; Storage condition for frozen novelties and condensed soups

Identified Hazards

Hazards

10
Bacterial Pathogen

Biological hazard requiring process control validation; Validation of a process control for a bacterial pathogen in Chapter 9

Shigella flexneri

Effect of sodium nitrite on growth of Shigella flexneri

Vibrio vulnificus

Low temperature induced non-culturability and killing

Vibrio parahaemolyticus

Ecology in Chesapeake Bay and survival in fish homogenate

Escherichia coli O157-H7

Death in real mayonnaise and reduced-calorie mayonnaise dressing

Campylobacter jejuni

Survival in foods and comparison with a predictive model.; Growth and survival characteristics in liquid egg

Yersinia enterocolitica

Modelling the effect of pH, acidulant and temperature on growth rate.; Mathematical modeling of growth, survival and death

Clostridium botulinum type E

Studies on toxin formation and stability in different environments.

Undeclared allergen

Hazard due to incorrect label or cross-contact

Food Allergies

The focus of Chapter 11 and the FSPCA forms.

Related CFR Sections (20)

Related Warning Letters (10)

  • Processing & Bottling of Bottled Drinking Water Regulations/Adulterated

    Longford Water Company LLC

    2025-12-16
  • PHS Act/Shell Egg Regulation/Adulterated

    North Creek Farm

    2025-12-16
  • PHS Act/Shell Egg Regulation/Adulterated

    Robert G. Miller dba Granja Asomante

    2025-11-25
  • CGMP/Food/Prepared, Packed or Held Under Insanitary Conditions/Adulterated/L. monocytogenes

    Compass Group USA

    2025-11-11
  • Foreign Supplier Verification Program (FSVP)

    V & L Produce, Inc.

    2025-10-28
  • CGMP/Dietary Supplement/Adulterated/Misbranded

    Time Challenger Labs International, Inc.

    2025-09-30
  • CGMP/Food/Prepared, Packed or Held Under Insanitary Conditions/Adulterated

    Gracie's Kitchens, Inc.

    2025-09-30
  • CGMP/Food/Prepared, Packed or Held Under Insanitary Conditions/Adulterated

    Hans Bakery Inc. d/b/a Andersen’s Bakery

    2025-09-30
  • CGMP/Food/Prepared, Packed or Held Under Insanitary Conditions/Adulterated

    Tan Nam Corporation

    2025-09-30
  • PHS Act/Shell Egg Regulation/Adulterated

    Nestor Reyes Farm & Associates

    2025-09-30

See Also (8)