Description
This guidance provides recommendations to sponsors developing human gene therapy (GT) products intended to treat a rare disease in adult and/or pediatric patients regarding the manufacturing, preclinical, and clinical trial design issues for all phases of the clinical development program. Such information is intended to assist sponsors in designing clinical development programs for such products, where there may be limited study population size and potential feasibility and safety issues, as well as issues relating to the interpretability of bioactivity/efficacy outcomes that may be unique to rare diseases or to the nature of the GT product itself. This guidance finalizes the draft guidance of the same title dated July 2018.
Key Topics
Terms and concepts identified from this document
Scope & Applicability
Product Classes
3Includes genetically modified cells
Scope of the standards recognition program
A type of ATMP involving recombinant nucleic acids or viral vectors.
Stakeholders
4Entity responsible for submitting applications under section 524B
Entities submitting supplements to BLAs
Assist sponsors in the nonclinical evaluation
Institutional Review Board providing study approvals
Regulatory Context
Regulatory Activities
9Investigational New Drug submissions
Formal Meetings Between the FDA and Sponsors or Applicants
Guidance for Industry: Expedited Programs for Serious Conditions - Drugs and Biologics
Drug development tool qualification programs
Type of application (BLA) whose applicants are subject to this guidance.; BLA for biological products containing synthetic fragments
Initial Targeted Engagement for Regulatory Advice on CBER Products meeting type.; INitial Targeted Engagement for Regulatory Advice on CBER/CDER ProducTs
Expedited review goal of 6 months for marketing applications
Expedited program for serious conditions; Designation for products demonstrating substantial improvement over available therapies
Designation under section 506(g) of the FD&C Act
Document Types
1must describe reasonably foreseeable risks
Attributes
4Physical, chemical, biological, or microbiological properties
Information about patients' experiences with a disease or condition
identify any critical process parameters that should be monitored or controlled
regulatory threshold for involving children in clinical investigations
Technical Details
Substances
2Used in gene therapy products to modify cells.; Used to modify cells ex vivo
Example of a platform technology delivery method
Testing Methods
4Used in dose exploration and kinetics characterization
Critical in the setting of repeat administration
quantitative analysis for potency assays should be accompanied by a qualitative comparison
performed to ensure correct diagnosis of the disorder of interest
Processes
4Needed when changes to the manufacturing process are necessary.
Conducted to assess distribution, persistence, and clearance of the vector
should incorporate elements of the planned clinical trial
Information relating to production that may qualify as a trade secret.
Clinical Concepts
5Impact of expanded access on rare disease drug development.
Measures used to evaluate the drug's effectiveness based on patient or caregiver input.
Diseases with low prevalence in certain regions
provides critical information to guide drug development stages
Safety findings including deaths and post-mortem examinations
Identified Hazards
Hazards
1Potential for shedding should be addressed early
Standards & References
Specifications
2Marker used as a substitute for a direct measure of clinical benefit
Criteria for halting the study based on adverse events
ICH References (1)
Pharmacovigilance Planning
Related CFR Sections (4)
- 21CFR601.2§ 601.2 Applications for biologics licenses; procedures for filing.
(a) General. To obtain a biologics license under section 351 of the Public Health Service Act for any biological product, the manufacturer shall submit an application to the Director, Center for Biologics Evaluation and Research or the Director, Center for Drug Evaluation and Research (see mailing aRead full regulation →
- 21CFR601.20§ 601.20 Biologics licenses; issuance and conditions.
(a) Examination—compliance with requirements. A biologics license application shall be approved only upon examination of the product and upon a determination that the product complies with the standards established in the biologics license application and the requirements prescribed in the regulatioRead full regulation →
- 21CFR312.23§ 312.23 IND content and format.
(a) A sponsor who intends to conduct a clinical investigation subject to this part shall submit an “Investigational New Drug Application” (IND) including, in the following order:Read full regulation →
- 21CFR50.52§ 50.52 Clinical investigations involving greater than minimal risk but presenting the prospect of direct benefit to individual subjects.
Any clinical investigation within the scope described in §§ 50.1 and 56.101 of this chapter in which more than minimal risk to children is presented by an intervention or procedure that holds out the prospect of direct benefit for the individual subject, or by a monitoring procedure that is likely tRead full regulation →
Enforcement Impact
Deficiencies cited in Warning Letters referencing the same regulations
Recent Cases
- 2025-09-09
Clinical Investigator
Shirish M. Gadgeel, M.D.
- 2025-07-15
Clinical Investigator
Mark J. Savant, M.D
- 2025-05-20
Bioresearch Monitoring Program/Institutional Review Board (IRB)
United Health Products, Inc.
- 2025-03-25
Clinical Investigator
Americo F. Padilla, M.D.
- 2024-11-05
Institutional Review Board (IRB)
Armstrong County Memorial Hospital
Related Warning Letters (10)
- 2025-09-09
Clinical Investigator
Shirish M. Gadgeel, M.D.
- 2025-07-15
Clinical Investigator
Mark J. Savant, M.D
- 2025-05-20
Bioresearch Monitoring Program/Institutional Review Board (IRB)
United Health Products, Inc.
- 2025-03-25
Clinical Investigator
Americo F. Padilla, M.D.
- 2024-11-05
Institutional Review Board (IRB)
Armstrong County Memorial Hospital
- 2024-10-22
Clinical Investigator
Namita A. Goyal, M.D.
- 2024-10-08
Institutional Review Board (IRB)
Louisiana State University Health Science Center IRB
- 2024-07-16
Bioresearch Monitoring Program/IRB
Massachusetts Institute of Technology MIT
- 2024-03-26
Institutional Review Board (IRB)
New York State Psychiatric Institute IRB
- 2023-06-06
Investigational Device Exemptions (Clinical Investigator)
Mobeen Mazhar, M.D.
Related MFDS Guidelines
Korean regulatory guidelines covering similar topics
See Also (8)
- Advanced Manufacturing Technologies Designation Program (Status: Final)
- Environmental Assessment of Human Drug and Biologics Applications: Guidance for Industry (Status: Final)
- Content and Format of Chemistry, Manufacturing and Controls Information and Establishment Description Information for a Vaccine or Related Product: Guidance for Industry (Status: Final)
- Providing Regulatory Submissions to the Center for Biologics Evaluation and Research (CBER) in Electronic Format - Biologics Marketing Applications: Guidance for Industry (Status: Final)
- Submission of Abbreviated Reports and Synopses in Support of Marketing Applications. (Status: Final)
- Use of Sterile Connecting Devices in Blood Bank Practices: Guidance for Industry (Status: Final)
- Submitting Marketing Applications According to the ICH/CTD Format: General Considerations (Status: Draft)
- Pharmacogenomic Data Submissions; Examples of Voluntary Submissions or Submissions Required Under 21 CFR 312, 314, or 601 (Status: Final)