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Recommendations for the Use of Clinical Data in Premarket Notification [510(k)] Submissions: Draft Guidance for Industry and Food and Drug Administration Staff

DraftCenter for Devices and Radiological Health Center for Biologics Evaluation and Research09/07/2023

Description

FDA is issuing this draft guidance to provide our current thinking on the use of clinical data in 510(k) submissions to enhance the predictability, consistency, and transparency of the 510(k) Program. FDA developed this draft guidance in response to public feedback, and to continue to modernize the framework for 510(k) review. The recommendations in this draft guidance are consistent with “The 510(k) Program: Evaluating Substantial Equivalence in Premarket Notifications [510(k)]” guidance, and provide additional clarity and context for situations when clinical data may be necessary to demonstrate substantial equivalence. The recommendations are intended to advance safety and innovation as well as promote consistency and facilitate efficient review of 510(k) submissions that include clinical data.

Scope & Applicability

Product Classes

5
Combination Product

Products combining drug, device, or biological constituents; Generally recommended for Enhanced Documentation; Requires 14971-based framework incorporating ICH Q9; A drug-device combination where the device constituent part detects ingestion.

In Vitro Diagnostics

Diagnostic devices with specific clinical data needs

IVD

Example 6: In vitro diagnostic for Candida species susceptibility

Implanted device

Devices providing anatomic support

Medical Device

FDA intends to assess device cybersecurity based on a number of factors; demonstrate or maintain its safety and effectiveness; ensuring cybersecurity has become essential to FDA’s ability to protect the public health; Cyber-resiliency capabilities for medical devices

Stakeholders

2
Predicate Device

A legally marketed device used for comparison in a 510(k)

Manufacturer

Entity responsible for submitting NDINs

Regulatory Context

Attributes

5
Indications for Use

conformity with an FDA-recognized standard can help demonstrate that an NGS-based test developer has performed the activities necessary to identify the indications for use; number and types of samples used in the study should be statistically justified for the test’s indications for use; If a modification expands the indications for use beyond aiding in the diagnosis of symptomatic individuals; Acceptable performance levels depend on these

Technological Characteristics

materials, design, and energy source of the device

Intended Use

Evidence of a new intended use based on communications

Benefit-Risk Profile

The overall evaluation of a product's benefits versus its risks

Substantial Equivalence

Standard for 510(k) clearance

Identified Hazards

Hazards

3
Increased risk

Newly identified risk for the predicate device

Risk of Injury or Illness

Probable risk weighed against benefit

Adverse events

Unexpected safety issues identified postmarket

Related CFR Sections (2)

Related Warning Letters (10)

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    SeniorLife Technologies, Inc.

    2025-09-16
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    2025-08-05
  • Investigational Device Exemptions (IDE)/Premarket Approval Application (PMA)

    WHOOP, Inc.

    2025-07-15
  • Investigational Device Exemptions (IDE)/Premarket Approval Application (PMA) Adulterated Device

    DRG Instruments GmbH

    2025-05-27
  • Investigational Device Exemptions (IDE)/Premarket Approval Application (PMA) Adulterated Device

    Rex Implants Inc.

    2025-03-25
  • CGMP/QSR/Medical Devices/Adulterated

    Optikem International, Inc.

    2024-09-10
  • Investigational Device Exemptions (IDE)/Premarket Approval Application (PMA) Adulterated Device

    Shenzhen Moyeah Intelligent Life Technology Co.

    2024-08-28
  • Investigational Device Exemptions (IDE)/Premarket Approval Application (PMA) Adulterated Device

    Adventure Innovations LLC

    2024-08-28
  • Investigational Device Exemptions (IDE)/Premarket Approval Application (PMA) Adulterated Device

    Natures Pillows, Inc. and Top Dog Direct, LLC

    2024-08-28
  • Investigational Device Exemptions (IDE)/Premarket Approval Application (PMA) Adulterated Device

    Baylab USA, LLC

    2024-08-13

See Also (8)