Description
This guidance provides recommendations for the development of antiretroviral drugs regulated within the Center for Drug Evaluation and Research at the Food and Drug Administration (FDA) for the treatment of human immunodeficiency virus-1 (HIV-1 or HIV) infection.2 Specifically, this guidance addresses the FDA’s current thinking regarding the overall development program and clinical trial designs for antiretroviral drugs to support an indication for the treatment of HIV-1 infection. The organization of the guidance parallels the development plan for a particular drug or biologic.
Key Topics
Terms and concepts identified from this document
Scope & Applicability
Product Classes
10Class of drugs being developed for HIV-1 treatment; Developing antiretroviral drugs for treatment of HIV-1 infection.; developing antiretroviral drugs for treatment; Developing Antiretroviral Drugs for Treatment
Protease Inhibitors/Maturation Inhibitors
Integrase Strand Transfer Inhibitor
Nucleoside Reverse Transcriptase Inhibitor used as a control arm
PIs and NNRTIs became available; Non-Nucleoside Reverse Transcriptase Inhibitor
PIs and NNRTIs became available
individuals receiving only two nucleoside analogues
specifically nucleo(t)side reverse transcriptase inhibitors (NRTIs)
regulatory considerations regarding fixed-dose combinations; treatment effect for EFV with the use of fixed-dose combinations
Regimens typically including three drugs from two or more classes.
Stakeholders
8Subgroups including neonates, infants, and children younger than 12 years of age.
Assist sponsors in the nonclinical evaluation
Safety oversight body for interpreting adverse events; Safety oversight body for study design
Entity submitting development data and knowledge; Entity performing the work process for change
Entity responsible for submitting applications under section 524B
Concluded that HIV-RNA levels are predictive of clinical benefit.
Patients with no prior antiretroviral therapy
Patients who have developed resistance to multiple antiretrovirals
Regulatory Context
Regulatory Activities
9Pathway for drugs and biologics for serious conditions; Regulatory pathway supported by surrogate or intermediate endpoints; Regulatory pathway based on surrogate or intermediate endpoints; Pathway for products based on surrogate or intermediate clinical endpoints
Clinical trials where patients switch treatment regimens
expanding the indication after initial approval
Expedited program for drugs showing substantial improvement
eligible for one or more of FDA's expedited programs
Investigational New Drug application for treatment use
Approval based on clinical endpoint trials or durable virologic suppression.
New Drug Application
Investigational New Drug submissions
Document Types
8include the overall strategy for handling different intercurrent events... in the statistical analysis plan
Submitted to an existing active IND
Several drug labels contain examples of response rates
Prescribing information that should reflect benefits and risks during pregnancy.
required for molecularly targeted AML drugs
Process for qualifying for pediatric exclusivity under BPCA; Document issued by FDA to qualify for pediatric exclusivity; Issued by FDA to qualify a sponsor for pediatric exclusivity; Document issued by FDA requesting pediatric studies under BPCA.; FDA can issue a WR that includes nonclinical studies.; FDA issued a WR for pediatric studies; FDA issues WRs for pediatric studies to qualify for exclusivity.; document from FDA requesting pediatric studies
Used to delineate dose and timing of administration
Reference for selecting recommended protease inhibitors.
Attributes
7Population for which an investigational drug would be suitable.
PSS: number of drugs to which a patient's virus is susceptible
Term used to describe patients with HIV-RNA above 50 copies
Term used to describe patients with HIV-RNA below 50 copies
exposure variable for virologic suppression analysis
Justification essential for trials using a noninferiority design
Statistical considerations for cUTI trials
Technical Details
Substances
10evaluated in biochemical assays for activity against host DNA polymerases
Drug evaluated in DUET Trials
Drug evaluated in Benchmark Trials
Drug evaluated in Motivate Trials
Early NNRTI used in combination trials
Zidovudine and Lamivudine combination
NFV used as a comparator in clinical trials
Efavirenz used in treatment-naïve and treatment-experienced studies
ABC (bid)+ 3TC + EFV
ART drug associated with renal dysfunction
Testing Methods
10Nonclinical virology development assessment
Tests used to determine virus susceptibility
Used to evaluate the robustness of overall survival results
Simplified endpoint used for approval at Week 48; The snapshot approach strives for efficiency and consistency
TLOVR method previously used in labeling
Should be performed on baseline and on-treatment failure samples.
Should be performed on baseline and on-treatment failure samples.
Using a sensitive, FDA-approved viral load assay for efficacy endpoints.
Used for baseline resistance scoring and stratification.; detecting treatment-emergent substitutions
Used for baseline resistance scoring and stratification.; evaluating resistance-associated polymorphisms
Processes
6Nonclinical development considerations
Trial design modification involving adding a new drug to a failing regimen.
optimized by use of resistance testing; Used to determine true virologic failure
Sponsors should conduct mechanistic modeling of the drug concentration-viral kinetics; relating drug concentrations and viral kinetics
Conducted to support clinical trials for combination drugs.
should incorporate elements of the planned clinical trial
Clinical Concepts
10Disease state for specific clinical trial data sets
Proportion of patients with HIV-RNA equal to or above 50 copies/mL
Safety findings including deaths and post-mortem examinations
Section D.9 regarding patient mortality
Safety monitoring concept defined in the protocol
Defined as a 1 log10 increase in HIV-RNA from nadir value.
Secondary endpoint and stratification factor for HIV trials.
Viral load monitoring used to identify active antiretroviral drugs.
Population with multiple-drug resistance requiring new trial designs.
Increased risk when daily wear lenses are worn overnight
Identified Hazards
Hazards
4FDA encourages detailed study reports describing... mitochondrial toxicity
Risk factor necessitating therapeutic drug monitoring
Emergence of virus expressing novel substitutions
Emerges from incomplete viral suppression.
Standards & References
Specifications
10acceptance depends on the type and degree of unmet need
Clinical margin representing the amount of treatment effect not to be lost
Measurement of viral load in plasma
recommended noninferiority margin (M2)
Virologic outcome based on the snapshot approach
Virologic outcome based on the snapshot approach
Threshold for virologic success
suspecting resistance based on rebounding viral load
Primary efficacy endpoint based on HIV-RNA levels.; collected to assess activity and resistance
Primary efficacy endpoint for Group 2 trials at an early time point.
ICH References (6)
Statistical Principles for Clinical Trials; Discourages deterministic procedures due to high risk of bias; Notes that the use of Bayesian methods in clinical trials may be considered.
Clinical Investigation of Medicinal Products in the Pediatric Population.
Choice of Control Group in Clinical Trials.
Guidance on when particular studies can be abbreviated or deferred for life-threatening diseases
Preclinical Safety Evaluation of Biotechnology-Derived Pharmaceuticals
combination toxicology studies completed according to ICH
Related CFR Sections (1)
- 21CFR300.50§ 300.50 Fixed-combination prescription drugs for humans.
The Food and Drug Administration's policy in administering the new-drug, antibiotic, and other regulatory provisions of the Federal Food, Drug, and Cosmetic Act regarding fixed combination dosage form prescription drugs for humans is as follows:Read full regulation →
Enforcement Impact
Deficiencies cited in Warning Letters referencing the same regulations
Recent Cases
- 2025-12-23
In Vivo Bioavailability-Bioequivalence Studies – Clinical
Maria A. Carballosa, M.D.
- 2025-12-09
Unapproved New Drug/Unlicensed Biological Product/Biologics License Application (BLA)
Celularity, Inc
- 2025-11-18
Sponsor/Investigator
Verdure Sciences, Inc.
- 2025-09-30
Clinical Investigator (Sponsor)
Pamela K. Den Besten, DDS, MS
- 2025-09-23
Clinical Investigator/Sponsor
Ralph A. DeFronzo, M.D.
Related Warning Letters (10)
- 2025-12-23
In Vivo Bioavailability-Bioequivalence Studies – Clinical
Maria A. Carballosa, M.D.
- 2025-12-09
Unapproved New Drug/Unlicensed Biological Product/Biologics License Application (BLA)
Celularity, Inc
- 2025-11-18
Sponsor/Investigator
Verdure Sciences, Inc.
- 2025-09-30
Clinical Investigator (Sponsor)
Pamela K. Den Besten, DDS, MS
- 2025-09-23
Clinical Investigator/Sponsor
Ralph A. DeFronzo, M.D.
- 2025-09-09
Clinical Investigator
Shirish M. Gadgeel, M.D.
- 2025-07-15
Clinical Investigator
Mark J. Savant, M.D
- 2025-07-01
Clinical Investigator
Peter Michael, M.D.
- 2025-06-10
Clinical Investigator (Sponsor)
American Behavioral Research Institute, LLC
- 2025-06-03
Bioresearch Monitoring Program
Amy Lightner, MD
Related MFDS Guidelines
Korean regulatory guidelines covering similar topics
See Also (8)
- Reporting Amount of Listed Drugs and Biological Products Under Section 510(j)(3) of the FD&C Act (Status: Final)
- Enhancing Participation in Clinical Trials — Eligibility Criteria, Enrollment Practices, and Trial Designs: Guidance for Industry (Status: Final)
- Study of Sex Differences in the Clinical Evaluation of Medical Products (Status: Draft)
- CHAPTER 48 - 7348.809 Bioresearch Monitoring (Status: Final)
- Preparation of Investigational New Drug Products (Human and Animal): Guidance for Industry (Status: Final)
- Formatting, Assembling and Submitting New Drug and Antibiotic Applications* (Status: Final)
- Nuclear Pharmacy Guideline Criteria for Determining When to Register as a Drug Establishment (Status: Final)
- Guidance for Industry: Exports Under the FDA Export Reform and Enhancement Act of 1996 : Guidance for Industry (Status: Final)