Description
The purpose of this guidance is to help sponsors design and conduct nonclinical studies during development of investigational enzyme replacement therapy (ERT) products. Specifically, this guidance describes the Food and Drug Administration’s (FDA’s) current thinking about the substance and scope of nonclinical information needed to support initiation of clinical trials, ongoing clinical development, and marketing approval for investigational ERT products.
Key Topics
Terms and concepts identified from this document
Scope & Applicability
Product Classes
2Therapy type requiring CRIM status assessment.
Enzyme Replacement Therapy products under development
Stakeholders
1Entity responsible for submitting applications under section 524B
Regulatory Context
Regulatory Activities
6Initial clinical testing supported by POC and toxicology data
may provide adequate support for a marketing approval
Development program for drugs intended for sGERD treatment
Investigational New Drug submissions
Submission for drug approval
discuss these considerations with OTP prior to the IND submission as part of a pre-IND meeting
Document Types
2Should include biological rationale for subgroups
Report summarizing deviations and study integrity
Attributes
1Assessment of ADA effect on drug exposure and toxicology findings
Technical Details
Substances
3Guidance specifically does not apply to these products
Differences in excipients may affect product stability
Recombinant human enzyme conjugated with a chemical linker
Testing Methods
6Nonclinical studies to support pediatric age groups.
Studies in animal models to demonstrate biological effect and identify effective doses
Sufficient to support a marketing application for ERT
Battery of studies recommended per ICH S5(R2)
Standard battery of tests to evaluate genetic toxicity
Generally not needed unless product is chemically modified
Processes
3Pivotal toxicology studies considering disease biology and pharmacology
Includes proof-of-concept studies to demonstrate functional enzyme replacement
In vitro and/or in vivo studies to bridge products after manufacturing changes
Clinical Concepts
9Diseases for which ERT products are indicated
medical condition requiring exempt infant formula
Example of an inborn error of metabolism treated by ERT
Example of an inborn error of metabolism treated by ERT
Example of an inborn error of metabolism treated by ERT
Example of an inborn error of metabolism treated by ERT
Target population for efficacy extrapolation
may be considered when validated
including inputs, outputs, limitations on patient population.
Standards & References
Specifications
2Used in calculating the margin of safety
Predicted by animal disease models to select starting dose
ICH References (3)
Guidance on when particular studies can be abbreviated or deferred for life-threatening diseases
Preclinical Safety Evaluation of Biotechnology-Derived Pharmaceuticals; guidance regarding nonclinical immunotoxicity assessment of biopharmaceuticals
Detection of Toxicity to Reproduction for Medicinal Products & Toxicity to Male Fertility
Related CFR Sections (1)
- 21CFR312.23§ 312.23 IND content and format.
(a) A sponsor who intends to conduct a clinical investigation subject to this part shall submit an “Investigational New Drug Application” (IND) including, in the following order:Read full regulation →
Enforcement Impact
Deficiencies cited in Warning Letters referencing the same regulations
Recent Cases
- 2025-08-26
Good Laboratory Practice (GLP) for Nonclinical Laboratory Studies
CCIC Huatongwei International Inspection Co., Ltd.
- 2025-08-26
Good Laboratory Practice (GLP) for Nonclinical Laboratory Studies
Jiangsu Kerbio Medical Technology Group Co.
- 2024-09-11
Investigational Device Exemptions (IDE)/Premarket Approval Application (PMA)
Mid-Link Testing Company, Ltd
- 2024-09-11
Investigational Device Exemptions (IDE)/Premarket Approval Application (PMA)
Sanitation & Environmental Technology Institute dba SDWH
- 2023-10-31
Good Laboratory Practice (GLP) for Nonclinical Laboratory Studies
Samm Solutions, Inc., d.b.a. BTS Research
Related Warning Letters (9)
- 2025-08-26
Good Laboratory Practice (GLP) for Nonclinical Laboratory Studies
CCIC Huatongwei International Inspection Co., Ltd.
- 2025-08-26
Good Laboratory Practice (GLP) for Nonclinical Laboratory Studies
Jiangsu Kerbio Medical Technology Group Co.
- 2024-09-11
Investigational Device Exemptions (IDE)/Premarket Approval Application (PMA)
Mid-Link Testing Company, Ltd
- 2024-09-11
Investigational Device Exemptions (IDE)/Premarket Approval Application (PMA)
Sanitation & Environmental Technology Institute dba SDWH
- 2023-10-31
Good Laboratory Practice (GLP) for Nonclinical Laboratory Studies
Samm Solutions, Inc., d.b.a. BTS Research
- 2022-08-09
Bioresearch Monitoring Program
Valley Biosystems
- 2022-02-22
Good Laboratory Practice (GLP)
Toxikon Corporation/Labcorp Bedford LLC
- 2020-05-05
Good Laboratory Practice (GLP) for Nonclinical Laboratory Studies
University of Kentucky
- 2020-04-07
Good Laboratory Practice (GLP) for Nonclinical Laboratory Studies
Steiner Biotechnology, LLC
Related MFDS Guidelines
Korean regulatory guidelines covering similar topics
See Also (8)
- Frequently Asked Questions — Developing Potential Cellular and Gene Therapy Products (Status: Draft)
- Institutional Review Boards Frequently Asked Questions: Guidance for Institutional Review Boards and Clinical Investigators (Status: Final)
- Content and Format of Investigational New Drug Applications (INDs) for Phase 1 Studies of Drugs, Including Well-Characterized, Therapeutic, Biotechnology-derived Products: Guidance for Industry (Status: Final)
- Guidance for Human Somatic Cell Therapy and Gene Therapy: Guidance for Industry (Status: Final)
- Drug Master Files for Bulk Antibiotic Drug Substances: Guidance for Industry (Status: Final)
- INDs for Phase 2 and Phase 3 Studies Chemistry, Manufacturing, and Controls Information: Guidance for Industry (Status: Final)
- Pharmacogenomic Data Submissions; Examples of Voluntary Submissions or Submissions Required Under 21 CFR 312, 314, or 601 (Status: Final)
- Pharmacogenomic Data Submissions: Guidance for Industry (Status: Final)