Description
This document provides guidance to industry on good pharmacovigilance practices and pharmacoepidemiologic assessment of observational data regarding drugs, including biological drug products (excluding blood and blood components). Specifically, this document provides guidance on (1) safety signal identification, (2) pharmacoepidemiologic assessment and safety signal interpretation, and (3) pharmacovigilance plan development.
Key Topics
Terms and concepts identified from this document
Scope & Applicability
Product Classes
1Includes therapeutic proteins and recombinant DNA products.; Encouraged to use enhanced modelling
Stakeholders
2Entity responsible for submitting applications under section 524B
FDA advisory committee that reviewed name testing approaches.
Regulatory Context
Regulatory Activities
3Prescription Drug User Fee Act reauthorization involving risk management goals
Monitoring drug safety after product approval
Development program for drugs intended for sGERD treatment
Document Types
10Organized systems using observational study methods
Expedited submission of specific serious adverse event reports
Strategic plan to minimize known safety risks
FDA-approved patient labeling
Defines the standard of veterinary practice and limits for anesthetic regimens
type of non-randomized observational study
applicants submit a PVP as described in the FDA Guidance for Industry
Also referred to as RiskMAP Guidance
most common source of reports of adverse pregnancy outcomes
Assembly of case reports for interpretation and descriptive clinical information
Attributes
3Single cohort studies can measure incidence
Assessment for approval in a limited population
sponsors calculate crude adverse event reporting rates
Technical Details
Testing Methods
8Used to identify product-event combinations; systematic examination of the reported adverse events by using statistical or mathematical tools; Technique employed to further characterize a safety signal.
Additional trials to evaluate safety risks
Source of efficacy/effectiveness evidence
Case-control and cohort studies to examine potential associations
MGPS algorithm used for data mining
PRR method for signal generation
Data mining method for adverse drug reaction signal generation
Traditional studies including medical record validation
Processes
2Assessment of observational data regarding drugs
Observational studies used to evaluate safety signals after approval.
Clinical Concepts
7Identification and interpretation of potential safety risks
indication for xenotransplantation products
Safety findings including deaths and post-mortem examinations
Patient condition increasing risk of aluminum toxicity.; Patient population sensitive to aluminum exposure
Condition assessed in clinical studies for PK/PD influence
Reactions or events observed in patients; Information described in an ICSR; Information associated with the use of biopharmaceuticals; Clinical information corrected during an amendment; Section D describes the singular subject who experienced one or several adverse events/reactions.; Reactions or events observed in patients or foetuses; The onset of a reaction/event following drug administration.; Reporting of reactions to suspect drugs; Reaction or event reported by the primary source; Reactio
Errors in IP administration to be monitored
Identified Hazards
Hazards
2Identified after approval, leading to the initiation of studies.
The focus of FDA's review to ensure the NDI is reasonably expected to be safe.
Standards & References
External Standards
5Standard medical coding system used to identify conditions of interest.
compliance with regulations for human subject protections
Patient privacy protection
Standard language and structure for medication error-related data
Used for coding indications, reactions, and causes of death; Coding for indications and sender's diagnosis; Medical Dictionary for Regulatory Activities used for coding medical sections; Medical Dictionary for Regulatory Activities used to classify adverse event information; terminologies include MedDRA for medical history, indication, and reaction; Used for coding medical history, indications, reactions, and causes of death.; Standard terminology used for coding medical history, indications, an
ICH References (2)
Pharmacovigilance Planning
Covers periodic reporting of aggregated safety data and Company Core Safety Information.; Guidelines for periodic reports where observations in the absence of an AE/ADR should be discussed
Enforcement Impact
Deficiencies cited in Warning Letters referencing the same regulations
Recent Cases
- 2025-09-09
Clinical Investigator
Shirish M. Gadgeel, M.D.
- 2025-07-15
Clinical Investigator
Mark J. Savant, M.D
- 2025-05-20
Bioresearch Monitoring Program/Institutional Review Board (IRB)
United Health Products, Inc.
- 2025-03-25
Clinical Investigator
Americo F. Padilla, M.D.
- 2024-11-05
Institutional Review Board (IRB)
Armstrong County Memorial Hospital
Related Warning Letters (10)
- 2025-09-09
Clinical Investigator
Shirish M. Gadgeel, M.D.
- 2025-07-15
Clinical Investigator
Mark J. Savant, M.D
- 2025-05-20
Bioresearch Monitoring Program/Institutional Review Board (IRB)
United Health Products, Inc.
- 2025-03-25
Clinical Investigator
Americo F. Padilla, M.D.
- 2024-11-05
Institutional Review Board (IRB)
Armstrong County Memorial Hospital
- 2024-10-22
Clinical Investigator
Namita A. Goyal, M.D.
- 2024-10-08
Institutional Review Board (IRB)
Louisiana State University Health Science Center IRB
- 2024-07-16
Bioresearch Monitoring Program/IRB
Massachusetts Institute of Technology MIT
- 2024-06-18
Clinical Investigator (Sponsor)
Angela D. Ritter, M.D.
- 2024-03-26
Institutional Review Board (IRB)
New York State Psychiatric Institute IRB
Related MFDS Guidelines
Korean regulatory guidelines covering similar topics
See Also (8)
- Dental Composite Resin Devices - Premarket Notification (510(k)) Submissions: Draft Guidance for Industry and Food and Drug Administration Staff (Status: Draft)
- Sponsor - Investigator - IRB Interrelationship: Guidance for Institutional Review Boards and Clinical Investigators (Status: Final)
- Non-local IRB Review : Guidance for Institutional Review Boards and Clinical Investigators (Status: Final)
- Institutional Review Boards Frequently Asked Questions: Guidance for Institutional Review Boards and Clinical Investigators (Status: Final)
- Use of Real-World Evidence to Support Regulatory Decision-Making for Medical Devices: Guidance for Industry and Food and Drug Administration Staff (Status: Final)
- Chapter 48 7348.809A Radioactive Drug Research Committee (Status: Final)
- CHAPTER 48 - 7348.809 Bioresearch Monitoring (Status: Final)
- Formatting, Assembling and Submitting New Drug and Antibiotic Applications* (Status: Final)