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Q13 Continuous Manufacturing of Drug Substances and Drug Products: Guidance for Industry

FinalCenter for Drug Evaluation and Research03/01/2023
Control StrategyPATQuality-by-designMaterial TraceabilityActive Process ControlsCAPAReal-Time Release TestingProcess ValidationPharmaceutical Quality SystemContinuous Process VerificationState of ControlProcess Analytical Technology

Description

This guidance describes scientific and regulatory considerations for the development, implementation, operation, and lifecycle management of continuous manufacturing (CM). Building on existing International Council for Harmonization (ICH) Quality guidances, this guidance provides clarification on CM concepts and describes scientific approaches and regulatory considerations specific to CM of drug substances and drug products.

Key Topics

Terms and concepts identified from this document

Scope & Applicability

Product Classes

7
Drug Substances

Scope of the analytical procedures

Drug Substance

RTRT and CTD sections apply to drug substances

Drug Products

Scope of the analytical procedures

Therapeutic Proteins

Proteins that reduce proinflammatory cytokines and affect CYP enzyme expression

Chemical Entities

Annex I and II focus on small molecule continuous manufacturing; Scope includes CM for chemical entities.; Drug products discussed in Annex II

Biosimilars

Guidance topic regarding classification categories

Therapeutic protein

CM system design can enable process intensification for therapeutic protein drug substance manufacturing.

Stakeholders

1
Regulatory Authority

Bodies that accept clinical trial data and grant marketing authorizations.

Regulatory Context

Regulatory Activities

3
Real-time release testing

Used for assessment of batch quality in CM.

Bioequivalence

Studies required when converting from batch to CM

Site Inspection

FDA review of process models and manufacturing data

Document Types

4
Common Technical Document

Format for submitting development information; Module 3 of the CTD for detailed descriptions of analytical procedures; ICH guideline M4Q(R1) for the registration of pharmaceuticals.

CTD

Drug substance and drug product information could be provided in the respective CTD sections

Dossier

approved design space described in the dossier

Drug Substance Specification

Section III.A of the guidance.

Attributes

10
Residence Time Distribution

Characterizes the time available for material transport and transformation.; RTD is evaluated for the purposes of system integration and material traceability.; RTD used to determine diversion strategy and sampling frequency; A measure of the range of residence times experienced by material passing through a process.; Characterization used to define material traceability and diversion strategy; relevant risk to evaluate in surge tanks; Process steps for drug substance and drug product manufactur

Process capability

assessment of process capability may be warranted

Critical quality attributes

Impurity profile, polymorphism, particle size

Hold time

Institution of a hold time enables temporary storage of drug substance

Retest period

Drug substance stability data to define a retest period

Purity

specifications for the purity, strength, and composition of dietary supplements

Aggregation

quality attribute monitored during drug substance manufacturing

Charge heterogeneity

quality attribute that can be monitored via online release tests

In vitro cell age

Measure of the period between thawing MCB and harvesting.

Bulk density

Critical quality attribute for the primary excipient

Technical Details

Substances

6
Cell Culture Media

Input material where lot-to-lot variability impacts therapeutic protein processes.

Elemental impurities

Drug product specification should include elemental impurities

Residual solvents

Drug product specification should include residual solvents used in drug substance synthesis

Intermediate

A material produced during steps of the synthesis that undergoes further molecular change.

Drug Product

Finished dosage form undergoing stability testing

Drug Substance

Postapproval changes to drug substances; the active pharmaceutical ingredient being modified; Evaluation of physical properties for drug substance; Active ingredient intended to furnish pharmacological activity; The molecule or ion responsible for the physiological or pharmacological action.; The active pharmaceutical ingredient subject to postapproval changes

Testing Methods

10
Real-Time Release Testing

Process monitoring for therapeutic proteins

Funnel plot

predictions based on an RTD model can be a useful tool to understand the qualitative and quantitative impact

High-Performance Liquid Chromatography

quantitative high performance liquid chromatography (HPLC) analysis to relate the quantity of those compounds

DOE

Allowable variations identified through DOE or other suitable studies

Rapid testing for adventitious agents

new technology for real-time decision making

NIR measurements

used for real-time monitoring in the control strategy; measurement of the drug substance concentration at a suitable location (e.g., NIR measurements at the tablet press feed frame)

Design of experiment

Studies used to evaluate feeder mass flow rates

NIR method

PAT tool used to monitor blend uniformity; monitored closely using NIR method

Process Analytical Technology

PAT is used to monitor conversion and measure impurities.

Multivariate Statistical Process Control

Application of multivariate statistical techniques to analyze complex process data.

Processes

10
Continuous Manufacturing

Considerations for batch selection in continuous processes; Stability data package requirements apply to CM processes; Manufacturing process impacting batch selection for stability; Alternative to batch processes for drug production; Manufacturing process referenced in ICH Q13

Continuous filtration process

described in CTD section 3.2.S because it is related to concentration of the drug substance

Wet granulation

Consisting of blending, granulation, drying, milling, compression and coating

Crossflow filtration

Used to obtain the drug substance as a highly concentrated crystal slurry

Reprocessing

End-user sterilization validation

Tangential Flow Filtration

used for buffer exchange and concentration

Virus Inactivation

step in the continuous downstream process

Continuous Capture Chromatography

unit operation for purifying target proteins

Continuous Direct Compression

Process consisting of continuous feeding, blending, and tablet compression

Continuous Crystallization

Process used to ensure consistent quality of drug substance; Used to obtain the drug substance as a highly concentrated crystal slurry

Identified Hazards

Hazards

7
Adventitious Agent Control

Control strategy for therapeutic proteins in CM

Transient disturbances

managing transient disturbances that may occur during CM

Impurity carryover

Impurity carryover from the drug substance into the drug product should be provided

Adventitious agents

Safety concern regarding viral contamination

Fouling

Potential risk for cleaning strategy and monitoring

Microbiological growth

Risk assessment performed for in-process materials

Microbial contamination

risk in multidose drug products

Standards & References

External Standards

1
Ph. Eur.

European Pharmacopoeia referenced for statistical process control.

Specifications

8
Acceptance Criteria

limits for solid state form and particle size; Tightening acceptance criteria; Numerical limits or ranges for tests

Predefined acceptance criteria

disturbances meet criteria but occur with high frequency

Label claim

would not cause the drug concentration in the blend to exceed the 90 to 110 percent label claim

Chirality

considered a critical quality attribute for the drug substance

Crystalline form

considered a critical quality attribute for the drug substance

Drug Product Specification

Attributes typically associated with the drug substance quality are generally included in the drug product specification

Drug Substance Specification

Document where Class 2 and Class 3 impurities are listed

Critical Quality Attributes

Risks to CQAs associated with facility or process changes

ICH References (10)

ICH M4Q

The CTD — Quality

ICH stability guidances

applicable to drug product made by an integrated process

ICH Q6A

Referenced regarding specifications and solid state forms.

ICH Q5D

Recommendations for cell bank stability

ICH Q5B

Analysis of the Expression Construct in Cells used for Production of r-DNA Derived Protein products

ICH Q5A

Viral Safety Evaluation of Biotechnology Products Derived From Cell Lines of Human or Animal Origin

ICH Q12

Technical and Regulatory Considerations for Pharmaceutical Product Lifecycle Management; referenced for established conditions and life cycle management tools; in line with recommendations described in ICH Q12; Guideline for technical and regulatory considerations for pharmaceutical product lifecycle management; Technical and Regulatory Considerations for Pharmaceutical Product Lifecycle Management.

ICH Q5E

Comparability of Biotechnological/Biological Products Subject to Changes in Their Manufacturing Process

ICH Q5C

Quality of Biotechnological Products: Stability Testing

ICH Q1A(R2)

Stability Testing of New Drug Substances and Products

Related MFDS Guidelines

Korean regulatory guidelines covering similar topics

See Also (8)